On February 14, 2023, the American Retirement Association wrote to the Securities and Exchange Commission with serious concerns about the proposed Hard Close rule and its impact on defined contribution retirement plans and its participants. (more…)
On January 9, 2023, the American Retirement Association and 5 other organizations wrote to the Securities and Exchange Commission to request an extension of the comment period for the Open-End Fund Liquidity Risk Management Programs and Swing Pricing proposal. (more…)
On June 10, 2021, the American Retirement Association wrote to the Securities and Exchange Commission (SEC) to respond to the request for input on climate-related financial disclosures. The American Retirement Association urged the SEC to include clear, consistent easily understood information accounting for the widest array of investors in these disclosure requirements. (more…)
The American Retirement Association wrote to the Securities and Exchange Commission with additional comments on applying the protections of Regulation Best Interest to small retirement plan fiduciaries. (more…)
The American Retirement Association wrote to the Securities and Exchange Commission to follow-up on a few outstanding questions about the need to apply Regulation Best Interest to small retirement plan fiduciaries presented to the Commission during an in-person meeting on October 10, 2018. (more…)
The American Retirement Association wrote the Securities and Exchange Commission with several recommendations to improve the proposed Regulation Best Interest regulatory package. (more…)
The American Retirement Association wrote to the Securities and Exchange Commission to provide comments on the proposed concept release on Transfer Agent Regulations as they related to ERISA covered employer-sponsored retirement plans. (more…)
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